Securities Market Regulation Course
Covers capital market technicalities
Solid foundation in regulatory analysis
Enhances knowledge of best market practices
16-hour training
Flexible learning options
Easy & convenient payment options
4.5/5Overview
What will you learn from us
- Provides a deep understanding of securities market regulations
- Prepares professionals in capital market functionalities
- Develops skills in analyzing financial offerings and restructuring
- Equips participants with best market practices and regulations
- Updates on the latest legal frameworks, products and technologies
- Enhances career prospects with knowledge of securities regulations
- Helps secure high-paying jobs in the securities market
Upcoming sessions
Curriculum
- •Registration Requirements & Qualification Examinations
- •Insider Trading
- •Registration Statements
- •Financial Statements: Balance Sheet, Income Statement, Cash Flow Statement
- •Special Issues in Accounting: Depreciation, Investments in Stock, Minority Interest, Stock Splits, Dividends, Channel Stuffing
- •Valuation Metrics: Turnover Ratios, Liquidity Ratios, Profitability Ratios, Capital Structure Ratios
- •Valuation Models: Discounted Cash Flow (DCF), Capital Asset Pricing Model (CAPM), Dividend Growth Model (DDM)
- •Relative Valuation Measures: P/E Ratios using Trailing & Leading EPS, PEG Ratios, Price-to-Sales, Price-to-Book
- •Free Cash Flow to the Firm, Free Cash Flow to Equity, EBITDA, Enterprise Value, Terminal Value
- •Weighted Average Cost of Capital (WACC): Cost of Debt and Equity
- •The distinction between Mergers and Acquisitions
- •Types of Buyers: Strategic and Financial Buyers
- •M&A Analytics Tools: DCF Analysis, Precedent Transactions Analysis, Comparable Companies Analysis
- •DCF Valuation: Intrinsic Value, Free Cash Flow (FCF) Valuation, MVA, and EVA
- •Comparable Companies Analysis: Selecting the Target Company, Spread Key Statistics, Key Trading Multiples, Valuation Implied by EV/EBITDA and P/E, Pros and Cons
- •Precedent Transactions Analysis: Screening for Comparable Acquisitions, Spread Key Statistics, Key Trading Multiples, Pros and Cons
- •LBOs (Leveraged Buyouts): Characteristics of a Strong LBO Candidate, Economics of LBOs, Primary Exit Strategies, LBO Financing
- •Hostile Deals: Takeover Defenses
- •Distressed Sellers
- •Tender Offers
- •Types of Securities: Equity & Debt
- •Common Stock: Shareholder Rights, Authorised and Issued Stock, Voting, Ex-Dividend Rules
- •Bonds: Value, Yield, Call Provisions, Interest Rate Risk
- •Preferred Stock: Cumulative and Non-Cumulative Preferred Stock, Callables & Convertibles
- •Convertible Bonds: Conversion Ratios, Parity Value, Arbitrage
- •Options: Call and Puts
- •Options Strategies: Covered Calls, Hedging with Puts
- •Futures and Forwards
- •Types of Issuer Organizations: S Corporation, Partnership, REITs
- •Sarbanes-Oxley Act, Exempt Securities & Transactions, Private Placements & Regulation D
- •Underwriting Securities: Firm Commitment, Best Efforts, All-or-None
- •Distribution of Securities: Selling Groups and Syndicates, Green Show Clause, Stabilising Bid
- •Fiscal and Monetary Policy, Keynesian and Supply-Side Economics
- •Federal Reserve Bank Tools of Monetary Policy
- •Exchange Rate Risk
- •Growth versus Value Investing
- •Review
Meet your Trainer
Dr. Srinivas, PhD., MSc., MBA, LLB, CMA, CPA, PMP
Dr. Srinivas Reddy is a skilled Corporate Trainer with a solid finance background and diverse credentials. He delivers effective learning solutions for finance and accounting teams, specializing in financial, cost, and tax accounting.
Dr. Reddy, a resourceful trainer, creates engaging and effective learning environments. He is dedicated to assessing training needs and closely monitors progress to provide relevant guidance, boosting participants' skills and productivity.
Dr. Reddy is not just a corporate trainer; he’s also deeply involved in community service. His commitment to both personal and professional growth makes him stand out.
Core Competencies:
- Exceptional competency in the finance domain
- Outstanding communication & presentation skills
- Strong teaching proficiency
- Expertise across different verticals
Professional Qualifications:
- Certified Public Accountant (CPA), The American Institute of Certified Public Accountants, U.S.A
- Certified Management Accountant (CMA), The Institute of Management Accountants, USA
- Certified Fraud Examiner (CFE), Association of Fraud Examiners, USA
- Certified Cost Accountant (ICWA), The Institute of Cost and Works Accountants of India, India
- Project Management Professional (PMP), Project Management Institute
Meet your Trainer
Mr. Kashif Husein
Mr. Kashif is a management consultant with over 20 years of experience in corporate governance, risk management, and finance compliance. His expertise has helped many organizations succeed in the UAE and worldwide. As a Chartered Accountant, he specializes in process auditing, internal controls, and investment management.
His visionary approach has earned him international accolades, including the “Communicator of the Year” award. Mr. Kashif uses various teaching methods to engage students and help them reach their full potential both in and out of the classroom.
Core Competencies:
- Strong analytical and problem-solving skills for organizational improvement
- Proficient in process auditing, internal controls, and financial management
- Ability to develop and implement strategies that drive business growth
- Experience in change management and organizational transformation
- Excellent communication and stakeholder management skills
- Ability to advise on investment management and financial planning
- Skilled in conducting market research and competitive analysis
- Strong project management and team leadership capabilities
Professional Qualifications:
- Partner at NSKT Global, Dubai
- Group Internal Audit Manager at Mohammad Omar Bin Haider Holding Group, Dubai
- Head of Internal Audit at Dulsco, UAE
- Head of Risk & Internal Audit at Bukhatir Group, Sharjah
- Group Internal Auditor at Al Abbas Group, Dubai
- Senior Auditor at KPMG, Dubai
- Semi Senior at Deloitte, Saudi Arabia
- Certified Information Systems Auditor (CISA)
- Certified Fraud Examiner (CFE)
- Certified Internal Auditor (CIA)
- Certified in the Governance of Enterprise IT (CGEIT)
- COBIT 5 Certified
Learning Outcomes
At course completion, you will be able to:
1
Understand the legal structure of securities market regulations
2
Learn the boundaries between investors, companies and financial intermediaries
3
Identify and analyze trade-offs in government regulatory decisions
4
Evaluate regulatory policies from an economic perspective
5
Perform risk analysis to prevent damage to the securities market
6
Mitigate risks effectively within the financial and securities markets
KHDA Certificate
Earn a KHDA attested Course Certificate. The Knowledge and Human Development Authority (KHDA) is the educational quality assurance and regulatory authority of the Government of Dubai, United Arab Emirates.
Learners Point Certificate
Earn a Course Completion Certificate, an official Learners Point credential that confirms that you have successfully completed a course with us.
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Frequently asked questions
Our Securities Market Regulation course offers a detailed understanding of securities laws and compliance standards. It focuses on the rules governing issuing, trading, and reporting financial instruments such as stocks, bonds, derivatives, and other securities. This course helps professionals gain the skills needed to navigate regulatory frameworks effectively and ensures adherence to legal and compliance requirements in financial markets. It is ideal for those looking to build expertise in managing securities and regulatory practices.
Our Stock Market course is designed to prepare professionals with a comprehensive understanding of the securities market. It is ideal for:
1) Students of Management and Commerce
2) Security Market Professionals
3) Finance Professionals
4) Employees working in Financial Institutions
No specific prerequisites are required to enrol in our training program in Dubai.
The course modules covered in the Securities Market Regulations certification are as follows:
- Financial & Valuation Analysis
- Mergers and Valuation (M&A)
- Leveraged Buyouts-LBOs (Continued) & Types of Securities
- Public & Private Offerings, Underwriting, Financial Markets & Economics
Learners Point Academy is one of Dubai's top security market course providers. Hence we offer both online and offline training sessions. Professionals can enrol in the course based on their preference.
Our Stock Market Training offers a detailed understanding of securities laws and compliance standards. It focuses on the rules governing issuing, trading, and reporting financial instruments such as stocks, bonds, derivatives, and other securities. This course helps professionals gain the skills needed to navigate regulatory frameworks effectively and ensures adherence to legal and compliance requirements in financial markets. It is ideal for those looking to build expertise in managing securities and regulatory practices.
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